KnowledgebaseKYC Onboarding in Switzerland: AMLA Rules
What compliant KYC onboarding under Swiss AMLA must establish: contracting party, beneficial owner, purpose and risk, and where files fail an SRO audit.
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Knowledgebase
AML & KYC Compliance
Swiss AML frameworks, the outsourced compliance officer, KYC onboarding and SRO-audit readiness for financial intermediaries and fiduciaries.
Our AML & Compliance servicesSwiss anti-money-laundering law, the AMLA (GwG), places continuing duties on every financial intermediary: identify the contracting party, establish the beneficial owner, monitor the relationship by risk, and report well-founded suspicion to the Money Laundering Reporting Office (MROS). For an intermediary without a prudential licence, those duties are supervised through affiliation with a FINMA-recognised self-regulatory organisation, and audited every year.
Most failures are quiet ones: an incomplete beneficial-owner file, a risk assessment written once and never updated, source-of-funds reasoning an SRO auditor cannot follow. The guides here cover what the obligations require, how compliant onboarding is built, and what an SRO audit looks for. The Firm can also hold the AML-officer role under mandate.
Swiss AML Obligations Explained (AMLA / GwG)
The due-diligence duties Swiss AML law imposes on financial intermediaries: identify the client, find the beneficial owner, monitor by risk and report to MROS.
ReadSRO Switzerland: Self-Regulatory Organisation Explained
What a Swiss SRO is, what it supervises, the eleven FINMA-recognised SROs, and how AMLA affiliation differs from a FINMA licence, explained plainly.
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