FINMA publishes its enforcement actions and selected court decisions in an anonymized and summarized form in a database

April 7, 2021 | Financial Market News

FINMA publishes its enforcement actions and selected court decisions in an anonymized and summarized form in a database

The publishing of this case report confirms FINMA's accountability obligations regarding its enforcement activities. The case report includes anonymized and generalized cases which were concluded with a court decision. Moreover, the detailed description of such cases was also published.

Due to the legislative limitations FINMA is allowed to give the detailed information of the legal actions pursued against specific firms or physical persons only in exceptional cases. So, the FINMA’s reports are always anonymized and all the personal rights of the affected persons are secured.
FINMA enforcement actions and selected court decisions in a database
Source: https://www.finma.ch/de/durchsetzung/kasuistik-und-gerichtsentscheide/

Legal disclaimer. This article does not constitute legal advice and does not establish an attorney-client relationship. The article should be used for informational purposes only.

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