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FINMA publishes its enforcement actions and selected court decisions in an anonymized and summarized form in a database

April 7, 2021 | Financial Market News

FINMA publishes its enforcement actions and selected court decisions in an anonymized and summarized form in a database

The publishing of this case report confirms FINMA's accountability obligations regarding its enforcement activities. The case report includes anonymized and generalized cases which were concluded with a court decision. Moreover, the detailed description of such cases was also published.

Due to the legislative limitations FINMA is allowed to give the detailed information of the legal actions pursued against specific firms or physical persons only in exceptional cases. So, the FINMA’s reports are always anonymized and all the personal rights of the affected persons are secured.

FINMA enforcement actions and selected court decisions in a database

Source: https://www.finma.ch/de/durchsetzung/kasuistik-und-gerichtsentscheide/

Legal disclaimer. This article does not constitute legal advice and does not establish an attorney-client relationship. The article should be used for informational purposes only.

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Company liquidation in Switzerland

Company liquidation in Switzerland is a seemingly simple process. Although many businessmen are somewhat experienced in company liquidation, they should know how to handle this matter in Switzerland as well.

Switzerland Agrees to Establish 15% Minimum Tax Rate to Implement the OECD Tax Reform

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Sandbox: a step forward to the financial market's liberalisation

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Travel rule: virtual assets emerging from the shadow

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Bank secrecy in Switzerland

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FINMA publishes its enforcement actions and selected court decisions in an anonymized and summarized form in a database

The publishing of this case report confirms FINMA's accountability obligations regarding its enforcement activities. The case report includes anonymized and generalized cases which were concluded with a court decision.

The IPI and Swiss exporters unite to combat the “Swissness” misuse

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Start of finance.swiss information platform

The Swiss Financial Market Supervisory Authority FINMA recommends that the supervised parties affected by the LIBOR replacement sign the new Fallback Protocol of the International Swaps and Derivatives Association (ISDA) in the shortest time possible.

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Swiss Bank Banca Credinvest Caught in Violation of Money-Laundering Regulation

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FINMA Granted Fourth Supervisory Organisation

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Raw Materials: Switzerland Offers More Transparency in the International Gold Trade

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Credit Suisse surpassed expectations in unsettled market

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Swiss FinTech License Company

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Switzerland Welcomes the New 1000 Franc Note

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Federal Act on Tax Reform and AHV Financing Recommended by the Federal Council

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The Swiss National Bank (SNB) counters in Berne and Zurich and the SNB agencies situated at the head offices of 14 cantonal banks, proposed the release of the new 1000-Franc note. Consequent upon its release, the Commercial banks, and Swiss Post will begin to circulate the new banknotes.

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Swiss Parliament Approves the Revision of Swiss Insolvency Rules

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The Swiss Council of States Publishes Observations on the FIDLEG and FINIG Bills

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FINMA issues guidelines on ICOs

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Switzerland: revised VAT regulation and reduced VAT rate come into force

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Tax Proposal 17 moves forward, dispatch to Parliament ready by the end of March

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Zug Commercial Registry Office accepts Bitcoin and Ether as means of payment

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Draft Guidance on penalties for enablers of defeated tax avoidance published

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Switzerland signs European declaration on eGovernment

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Consultation to Revise Regulation on Working Hours Law

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FDF opens consultation on total revision of withholding tax ordinance

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Swiss Banks Embrace Cryptocurrencies

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Swiss Federal Council puts new fintech rules into force

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2022 was a successful year of funding for Innosuisse

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